Top 7 AI Tools for Regulatory Filing

Table of Contents

Top 7 AI Tools for Regulatory Filing
Explore top AI tools that simplify regulatory filing and compliance management for businesses of all sizes, saving time and reducing errors.

Share This Post

Managing regulatory filings can be a headache, but AI tools are simplifying the process for businesses of all sizes. If you’re juggling deadlines, complex forms, or multi-state compliance, these tools can save time, reduce errors, and help you stay compliant.

Here’s a quick overview of the top tools:

  • BusinessAnywhere: Combines compliance tools with services like registered agents and virtual mailboxes.
  • Compliance.ai (Archer): Uses AI to sift through regulatory updates, map policies, and reduce audit time.
  • Workiva: Cloud-based tool for managing data, documents, and submissions with collaborative workflows.
  • Neota: No-code platform that automates workflows and simplifies multi-jurisdictional compliance.
  • Laika: Emerging tool with a focus on streamlining compliance tasks.
  • Regly: Designed for small teams, it automates document generation and cross-references frameworks.
  • Centraleyes: Tracks regulatory updates, automates filings, and customizes compliance calendars for small businesses.

Quick Comparison:

Tool Key Features Best For Starting Price
Centraleyes Auto-fills forms, tracks deadlines, and submits filings Small businesses Contact for pricing
Compliance.ai AI-based updates, policy mapping, and audit reduction Large enterprises Contact for pricing
Workiva Collaborative workflows, real-time updates Small to large businesses Contact for pricing
Neota No-code, automated workflows Multi-jurisdictional needs Subscription-based
Laika Emerging compliance tool Small businesses TBD
Regly Document generation, framework cross-referencing Small teams TBD
BusinessAnywhere Compliance alerts, filing services, virtual mailbox Startups, remote teams $0 formation fee + service fees

These tools cater to different business needs, from startups to enterprises. Whether you need automated alerts, document generation, or compliance monitoring, there’s an option to fit your requirements and budget.

1. BusinessAnywhere

BusinessAnywhere

BusinessAnywhere combines automated compliance tools with essential business services, making it easier for entrepreneurs to handle formation, maintenance, and regulatory filings all in one place.

Automated Compliance Made Simple

Keeping up with regulatory requirements can be tricky, but BusinessAnywhere simplifies the process with real-time compliance alerts. These alerts help track filing deadlines and regulatory updates, ensuring that businesses stay on top of critical submissions. For instance, the platform’s BOIR (Beneficial Ownership Information Report) filing service creates the necessary documentation to meet FinCEN regulations, and it costs just $37 per filing.

Streamlined Regulatory Filings

From annual reports to state filings and federal tax elections – like filing IRS Form 2553 for S-Corp status – BusinessAnywhere handles it all through a single, centralized dashboard. The platform also offers a registered agent service that sends automated reminders for upcoming deadlines. Designed with smaller teams in mind, it provides an efficient solution for managing compliance without unnecessary complexity.

Tailored for Small Businesses

Recognizing that many small businesses operate without dedicated compliance teams, BusinessAnywhere offers a straightforward interface that breaks down complex tasks into simple steps. Its virtual mailbox service stands out, offering unlimited scanning and forwarding of important regulatory correspondence. This feature is particularly useful for businesses operating across multiple jurisdictions without a physical office.

Why Entrepreneurs Love It

BusinessAnywhere’s features are built with entrepreneurs in mind. Remote and international business owners benefit from full U.S. compliance while enjoying the freedom to operate from anywhere. The platform’s $0 business formation option eliminates upfront costs, and its all-in-one service suite allows users to manage every regulatory requirement from a single dashboard. For added convenience, the Digital Nomad Kit includes compliance tools, tax guidance, and banking setup assistance, making it a go-to resource for seamless business management.

The pricing is straightforward and transparent, helping entrepreneurs plan for compliance costs with ease. Key services include EIN applications for $97, online notary services for $37 per notarization, and registered agent services for $147 annually after the first free year. With these features, BusinessAnywhere makes compliance and business management more accessible than ever.

2. Compliance.ai (Archer)

AI Tool for Regulatory Filing

Compliance.ai, now integrated into the Archer platform, offers a powerful AI-driven solution for managing regulatory compliance. By combining cutting-edge machine learning with expert insights, it helps businesses navigate the ever-changing maze of regulations with precision and efficiency.

AI-driven compliance automation

At the heart of Compliance.ai is its patented Expert-in-the-Loop (EITL) model, which sifts through regulatory updates to deliver only the ones relevant to your business. This approach eliminates up to 95% of irrelevant alerts, allowing compliance teams to focus on more strategic tasks.

"Every word makes a difference in regulatory compliance … so how it applies is very specific to your organization. Having Compliance.ai’s software definitely makes my job more efficient."

  • Kelly Housh, Consultant – Bremer Bank

The platform also automates obligation extraction, transforming what used to be a 5.3-hour manual task with a 14.6% error rate into a near-instant process. Beyond this, it simplifies the entire filing workflow, saving time and reducing errors.

Regulatory filing capabilities

With a centralized dashboard, Compliance.ai offers real-time insights into compliance status, automates the mapping of regulatory changes to internal policies, and shortens audit cycles by 79% – from 42 days to just 9. It also cuts evidence requests by 90%.

The system proactively identifies conflicts in policies and suggests changes to ensure filings remain accurate and aligned with the latest regulations.

Tailored for small businesses

Small businesses gain particular value from the platform’s "push" methodology, which delivers tailored regulatory updates from a single, reliable source.

"Most solutions in the market today are not scalable and still rely on a pull of regulatory content across a multitude of sources, rather than a ‘push’ of information from a single, reliable source. This is the key value Compliance.ai delivers for banks."

  • Richard Dupree, SVP, IHC Group Operational Risk Manager – Bank of the West

The platform’s intuitive design and extensive coverage make it ideal for organizations without dedicated compliance teams. Users frequently highlight its ease of use and dependable customer support.

Advantages for entrepreneurs

The efficiency and automation provided by Compliance.ai lead to significant savings in both time and money. For example, a 10-person compliance team relying on manual processes can spend around $500,000 annually on tasks like monitoring, tagging, mapping, and documentation. Organizations using manual methods also face 3.2 times more violations compared to those leveraging automation.

"Compliance.ai’s platform is incredibly helpful for contextualizing the vast amount of daily regulatory updates into actionable insights, and customizing my content feed, so I have focused and timely information on all the regulatory changes relevant to my business."

  • Ileana Falticeni, Chief Legal Officer at Quantcast

With features like predictive analysis and real-time updates, Compliance.ai empowers entrepreneurs to stay ahead of regulatory changes instead of reacting to them. This turns compliance into a strategic advantage rather than a costly obligation.

3. Workiva

Workiva is a cloud-based platform designed to simplify regulatory filing by automating workflows and fostering collaboration. It connects data, documents, and teams, streamlining the entire process from data collection to final submission.

AI-Powered Compliance Tools

Workiva’s Wdata leverages machine learning to automatically link data sources and flag inconsistencies. This eliminates the need for manual data entry and helps reduce human error.

Its auto-linking technology ensures that any updates to source data are instantly reflected across all connected documents, solving version control challenges.

Additionally, Workiva’s AI tracks every document edit, creating a detailed audit trail. This feature is especially useful during regulatory reviews, as it provides clear documentation of all changes and approvals throughout the process.

By automating these tasks, Workiva supports accurate and efficient regulatory submissions.

Advanced Regulatory Filing Features

Workiva is built to handle the complexities of regulatory requirements across different jurisdictions. Its support for XBRL tagging ensures financial reports meet regulatory standards by applying the correct taxonomy and validation rules automatically.

For SEC filings, the platform offers pre-built templates and workflows that guide users from drafting to final submission. Plus, it integrates directly with the SEC’s EDGAR system, enabling smooth electronic filing without needing extra software or manual uploads.

The platform’s collaborative review features allow multiple stakeholders to review and approve documents at the same time. Built-in controls prevent conflicting edits, while all comments, approvals, and sign-offs are tracked, creating a complete record that meets regulatory documentation standards.

Workiva’s flexibility extends beyond large enterprises, making it a great choice for smaller organizations as well.

Tailored for Small Businesses

Small businesses benefit from Workiva’s scalable pricing model and user-friendly design, which make it accessible even for smaller teams.

Its template library includes ready-to-use workflows for common regulatory filings, helping businesses get started quickly without the need to build processes from scratch. These templates can also be customized as the business grows and compliance needs evolve.

Because Workiva is cloud-based, small businesses avoid the costs of expensive hardware or IT infrastructure. The platform takes care of maintenance, updates, and security, letting business owners focus on their operations instead of managing software.

Time-Saving Advantages for Entrepreneurs

Entrepreneurs save valuable time with Workiva’s automated data collection and report generation tools. Tasks that used to take days can now be completed in just a few hours, freeing up resources to focus on growing the business.

The platform’s real-time collaboration tools make it easier for entrepreneurs to work with external advisors, accountants, and legal professionals. Everyone can access the same documents simultaneously, cutting down on back-and-forth communication that often delays filings.

Finally, Workiva’s detailed audit trail offers entrepreneurs the documentation they need to prove compliance to investors, lenders, and regulators. This added transparency is especially helpful during funding rounds or due diligence, showcasing the business’s commitment to maintaining professional compliance standards.

4. Neota

AI Tool for Regulatory Filing

Neota is a no-code AI platform designed to simplify complex regulatory requirements by turning them into automated workflows. Using tools like decision trees and natural language processing, it helps businesses navigate compliance processes effortlessly – even without legal expertise.

AI-Driven Compliance Automation

Neota’s automation engine transforms regulatory rules into interactive applications capable of managing intricate decision-making tasks. By analyzing regulatory text, the platform builds logical pathways that determine the necessary forms, disclosures, and filings based on a business’s specific circumstances.

With natural language processing, users can input information in plain English, which the system then translates into regulatory language and formats. This feature eliminates the confusion of deciphering complicated requirements, ensuring that submissions meet precise standards.

The platform’s rule-based automation keeps workflows up-to-date as regulations evolve. New requirements are automatically integrated, sparing businesses the hassle of manually tracking changes or risking non-compliance due to outdated practices.

Regulatory Filing Capabilities

Neota is particularly effective in managing multi-jurisdictional compliance, creating tailored workflows for federal, state, and local regulations. This ensures that all filing requirements are met without oversight.

Its document generation tools streamline the process by automatically populating forms with data gathered during guided interviews. Real-time validation checks flag inconsistencies or errors, reducing the risk of compliance issues.

Additionally, Neota supports electronic filing integration with regulatory bodies, easing the transition from preparation to submission. Built-in validation ensures documents meet technical requirements, minimizing rejections or delays.

Tailored for Small Businesses

Neota’s subscription-based pricing model makes enterprise-grade compliance tools accessible to small businesses without hefty upfront costs. It grows alongside businesses, allowing them to add new workflows as they expand into different markets or industries.

The platform’s intuitive interface requires little training, enabling small teams to manage regulatory filings that would typically demand specialized expertise. Its guided process walks users through each step, explaining requirements in clear, simple terms.

For added convenience, Neota offers a template library with pre-built workflows for common regulatory tasks, such as employment law compliance or industry-specific licensing. These templates can be easily customized to fit unique business needs, all without requiring programming skills.

Benefits for Entrepreneurs

Entrepreneurs save time with Neota’s automated compliance monitoring, which tracks filing deadlines and sends timely reminders to avoid late fees and maintain good standing with regulatory authorities.

The platform’s cost-effective design reduces the need for expensive legal consultations for routine compliance tasks. Entrepreneurs can confidently handle standard filings themselves, reserving legal advice for more complex matters.

Neota also provides an audit trail feature that documents all compliance activities. This detailed record is invaluable for investor due diligence, loan applications, or regulatory reviews, showcasing professional management and reducing liability risks.

5. Laika

Among the growing landscape of AI tools, Laika stands out as a promising option in the field of regulatory compliance. While its full range of features tailored for small businesses hasn’t been fully revealed yet, it’s certainly a tool to keep an eye on as more details emerge. Stay tuned for updates as Laika continues to develop.

sbb-itb-ba0a4be

6. Regly

Regly is an AI-driven tool that takes the headache out of regulatory filing for small businesses. By simplifying document preparation and compliance tasks, it’s tailored to meet the unique needs of smaller teams.

Automated Document Generation

One standout feature of Regly is its ability to automatically generate documents. It pulls from your existing business data to pre-fill forms like annual reports, compliance certifications, and other industry-specific filings. This not only cuts down on manual data entry but also helps reduce errors – a win-win for accuracy and efficiency.

Cross-Referencing Multiple Frameworks

For businesses juggling different regulatory requirements, Regly has you covered. It cross-references multiple frameworks to ensure all overlapping compliance needs are met. This feature is especially helpful for businesses with limited resources, as it minimizes the risk of errors and keeps filings on track.

Built with Small Teams in Mind

Regly is designed to make life easier for small business teams, especially those without dedicated compliance staff. Its user-friendly approach streamlines the filing process, empowering business owners to handle regulatory submissions with less hassle and more confidence.

7. Centraleyes

AI Tool for Regulatory Filing

Centraleyes is an AI-powered platform designed to simplify compliance management for businesses. By automating complex workflows, it helps save both time and resources, making compliance less of a headache.

AI-driven compliance automation

At the heart of Centraleyes is its AI engine, which actively monitors regulatory updates across various industries and jurisdictions. This eliminates the need for businesses to conduct manual research to stay up to date. Using machine learning, the platform analyzes your business profile to pinpoint the regulations that apply specifically to your operations.

Centraleyes also employs natural language processing (NLP) to break down dense legal texts into clear, actionable steps. This means you don’t need to be a legal expert to understand and meet compliance requirements. Over time, the system learns from your past filings, streamlining future compliance processes.

Regulatory filing capabilities

Centraleyes simplifies regulatory filings with its integrated workflow system. It can auto-populate forms using previously saved data and submit them electronically to the appropriate agencies. The platform also tracks submission statuses and provides confirmation receipts, ensuring nothing gets lost in the process.

With direct connections to multiple regulatory agencies, businesses can rest assured that their filings are submitted accurately and on time.

Tailored for small businesses

Centraleyes is particularly accommodating for small businesses, thanks to its flexible pricing structure that scales with the size and needs of your company. It doesn’t require a large IT team or significant infrastructure to get started, and the setup process is quick – typically completed in under a week with minimal training.

The platform is adaptable to various business structures, whether you’re running a sole proprietorship, LLC, or corporation. It customizes compliance calendars based on your specific entity type, industry, and location, making it especially useful for businesses operating across multiple states.

Benefits for entrepreneurs

Entrepreneurs who use Centraleyes report significant time savings in managing compliance tasks. Automated deadline tracking helps avoid missed filings, which can lead to penalties or legal issues. Real-time notifications ensure critical dates are never overlooked.

The centralized dashboard offers a complete overview of your compliance status, making it easier to stay organized and make informed decisions. Additionally, the platform generates detailed compliance reports, which can be invaluable during investor evaluations or business transactions. This level of visibility and organization gives entrepreneurs a clear edge in maintaining regulatory compliance while focusing on growing their businesses.

Tool Comparison Table

Choosing the right AI tool depends on your business size, compliance needs, and budget. Below is a comparison of three platforms, highlighting their core AI features, filing capabilities, and pricing models.

Tool Key AI Features Regulatory Filing Capabilities Target Business Size Main Benefits Starting Price
Centraleyes AI-driven risk register that maps risks to controls within specific frameworks Reduces manual research, maintains dynamic risk profiles, and streamlines compliance across various regulations Enterprises and service providers with multiple clients Saves time, improves accuracy, and supports proactive risk management Contact for pricing
Compliance.ai (Archer) Machine learning models for regulatory monitoring, AI-based policy mapping, and custom dashboards Quickly detects regulatory changes, aligns them with internal policies, and provides real-time compliance insights Large businesses and enterprises Automates monitoring, boosts operational efficiency, and offers actionable insights Contact for pricing
BusinessAnywhere Automated compliance alerts and deadline tracking through a unified dashboard Handles business formation filings, annual reports, BOIR submissions, and S-Corp tax filings Small businesses, startups, and entrepreneurs Affordable, transparent pricing; ideal for users without in-depth compliance knowledge $0 formation fee + service fees

Enterprise-focused tools like Centraleyes and Compliance.ai cater to complex compliance needs with advanced features and tailored pricing, making them ideal for organizations managing intricate regulatory frameworks or multiple subsidiaries. On the other hand, BusinessAnywhere provides a straightforward, cost-effective solution tailored for small businesses and startups, focusing on standard filings and compliance tasks.

If your business requires managing compliance across multiple frameworks or subsidiaries, enterprise solutions like Centraleyes and Compliance.ai offer the depth and customization needed. However, for small business owners or startups aiming to manage routine filings without a dedicated legal team, BusinessAnywhere offers a simple, transparent, and user-friendly approach. This comparison emphasizes the trade-off between the extensive capabilities of enterprise tools and the simplicity and affordability of solutions designed for smaller teams.

Conclusion

AI-powered tools for regulatory filings have completely changed the way businesses manage compliance. Tasks that were once tedious and prone to mistakes are now faster and more accurate, thanks to features like automated monitoring, intelligent document processing, and real-time updates on regulations. These tools save both time and resources, allowing businesses to focus on what truly matters.

By reducing errors and automating routine tasks, these platforms shift the focus from administrative burdens to driving business growth. Instead of worrying about tracking deadlines or preparing filings manually, business owners can dedicate their energy to expanding their operations.

For large enterprises, platforms such as Centraleyes and Compliance.ai offer comprehensive solutions. Meanwhile, small businesses and startups can turn to options like BusinessAnywhere, which provides essential compliance tools with transparent pricing designed for growing companies. Whether your compliance needs are simple or more complex, AI-powered tools help ensure your business stays on track.

These systems not only lower the risk of penalties but also improve accuracy, giving businesses the freedom to prioritize growth and strategy. The key is to choose a tool that meets your current needs while offering the flexibility to adapt as your regulatory requirements evolve.

FAQs

How can AI tools like Centraleyes and Compliance.ai simplify regulatory compliance for small businesses?

AI tools like Centraleyes and Compliance.ai make regulatory compliance easier for small businesses by automating tasks that are often complex and time-intensive. These tools handle essential activities such as document review, audit tracking, and regulatory reporting, improving both accuracy and efficiency.

Centraleyes focuses on risk management by offering real-time insights into a company’s compliance status. It automates processes to quickly identify and address potential risks. Meanwhile, Compliance.ai provides user-friendly dashboards that keep track of regulatory updates, organize key information, and flag potential compliance issues. This allows businesses to stay up-to-date with regulations without extra hassle.

By using these AI-driven tools, small businesses can save time, reduce mistakes, and dedicate more energy to growth and day-to-day operations instead of wrestling with complicated regulatory requirements.

How do Workiva and Neota differ in managing regulatory filings?

Workiva specializes in comprehensive regulatory reporting and compliance management, offering cloud-based solutions for financial reporting, SEC filings, and enterprise risk management with robust data integration and collaborative workflows. Neota focuses on automating legal processes and decision-making through no-code platforms that create expert systems for compliance guidance and legal workflows. Workiva excels at structured financial reporting and regulatory documentation, while Neota automates legal reasoning and compliance decision trees. Workiva serves large enterprises needing complex regulatory reporting, whereas Neota helps organizations automate legal expertise and compliance processes through intelligent automation.

Workiva vs. Neota: Different Strengths in Regulatory Filings

When it comes to regulatory filings, Workiva and Neota each bring distinct strengths to the table, tailored to different needs.

Workiva caters to large enterprises with its AI-powered platform. It simplifies data management, facilitates collaborative reporting, and strengthens governance. This makes it a go-to solution for managing complex filings while ensuring accuracy and consistency across teams.

Meanwhile, Neota takes a different approach, focusing on automating compliance workflows. Its no-code platform is designed to handle multi-jurisdictional compliance, offering scalable and auditable processes that help reduce risk and streamline operations.

To put it simply: Workiva shines in data-focused collaboration, while Neota specializes in automating compliance workflows for smoother task management.

How do AI tools help prevent errors in regulatory filings and ensure compliance?

AI tools are transforming how businesses handle regulatory compliance by automating intricate processes and cutting down on manual tasks. They work tirelessly to monitor and analyze regulatory updates in real-time, helping companies stay aligned with the latest rules and requirements.

By taking over tasks like data validation, creating audit trails, and generating reports, AI improves precision and minimizes the chances of human error. On top of that, advanced algorithms can swiftly detect inconsistencies or potential compliance issues, flagging them early for resolution. This forward-thinking approach not only saves time and reduces risks but also keeps operations running smoothly.

Related Blog Posts

About Author

Picture of Rick Mak

Rick Mak

Rick Mak is a global entrepreneur and business strategist with over 30 years of hands-on experience in international business, finance, and company formation. Since 2001, he has helped register tens of thousands of LLCs and corporations across all 50 U.S. states for founders, digital nomads, and remote entrepreneurs. He holds degrees in International Business, Finance, and Economics, and master’s degrees in both Entrepreneurship and International Law. Rick has personally started, bought, or sold over a dozen companies and has spoken at hundreds of conferences worldwide on topics including offshore structuring, tax optimization, and asset protection. Rick’s work and insights have been featured in major media outlets such as Business Insider, Yahoo Finance, Street Insider, and Mirror Review.
“I’ve used many LLC formation services before, but this one is the best I’ve ever used—super simple and fast!” “Excellent service, quick turnaround, very professional—exactly what I needed as a non-US resident.”
You can read more feedback from thousands of satisfied entrepreneurs on the Business Anywhere testimonials page. As a contributor to Business Anywhere, Rick shares actionable guidance drawn from decades of cross-border business experience—helping entrepreneurs launch and scale legally, tax-efficiently, and with confidence. To learn more about how we ensure accuracy, transparency, and quality in our content, read our editorial guidelines.

Subscribe To Our Newsletter

Get updates and learn from the best

More To Explore

Businessman walking through a New York City subway corridor
LLC
How to Start an LLC in New York: 2025 Guide

Starting an LLC in New York offers significant advantages for digital nomads and remote entrepreneurs, but the process involves unique challenges that don’t exist in

Image of a laptop on a table at the seaside - digital nomad kit
Digital Nomads
The Ultimate Digital Nomad Kit: How BusinessAnywhere Solves the Tax Nightmare for Remote Workers in 2025

Are you one of the 18.1 million digital nomads navigating the complexities of tax compliance? The digital nomad lifestyle offers incredible freedom, but it comes with a hidden tax nightmare that can jeopardize your financial well-being. Enter BusinessAnywhere’s Digital Nomad Kit—a comprehensive solution designed to save you $10,000-$75,000 annually in taxes while ensuring you stay compliant. With tailored packages for both U.S. citizens and non-U.S. persons, this kit provides everything you need for tax freedom in just four weeks. Don’t let tax complexity hold back your nomad dreams—discover how to optimize your taxes today!

Do You Want To Boost Your Business?